Function in close collaboration with clients regarding compliance inquiries to ensure clear communication. Manage escalations and cases across teams to ensure timely resolution and optimal collaboration for effective problem-solving. Assume and maintain full accountability for facilitating successful resolution of compliance investigations. Optimize intercompany and interdepartmental communication channels to boost operational efficiency within the organization. Create daily and periodic reports for inter-departmental utilization while submitting Suspicious Activity Reports (SARs) to ensure regulatory compliance. Deliver first-rate support to the management in distributing written policies related to compliance activities. Render a keen eye for details to manage and execute designated compliance projects directed by the Deputy or Senior Compliance Manager, contributing to organizational adherence and integrity.
Key Accomplishments

Built synergies with various departments to oversee regulatory shifts, evaluate implications, optimize operations, and ensure compliance with organizational policies.
Examined and oversaw customer transactions in accordance with global and local AML regulations to enhance regulatory compliance and mitigate financial risks.
Executed compliant transactions and flag non-compliant ones according to standard procedures to maintain regulatory standards for operational efficiency.
Recorded compliance actions and investigation findings to enhance transparency and regulatory adherence within the organization.

Created, maintained, and delivered the internal audit report related to observations, shortcomings, and risks to the observation. Oversaw and completed various audit related functions as per the regulations. Interacted with external audit teams to ensure smooth conduct of external audit. Administered the documentation of the internal control system of the hospital, such as process flows and gap analysis. Examined and calculated all invoices regarding outsourcing companies with documents required by contracts and penalties. Performed follow-up audits to monitor and ensure compliance with audit recommendations. Enhanced operations and internal control systems by creating audit recommendations.
Key Accomplishments

Delivered detailed internal audit reports encompassing observations, identified risks, recommended solutions, and departmental management comments, facilitating informed decision-making and enhanced operational efficiency for the PMU&P&SHD.
Implemented a comprehensive pre-audit process for daily transactions, resulting in improved accuracy and completeness of financial records.
Set a benchmark of excellence by creating replies of audit paras and working paper for departmental accounts committee, special DAC, and public accounts committee meetings.
Conducted surprise cash counts, physical inventories, and specialized audit procedures, ensuring adherence to audit objectives and identifying potential discrepancies or risks.
Identified and resolved system vulnerabilities, rectified incomplete controls, and ensured compliance with laws, regulations, and management policies to improve overall information.

Created and delivered reports of issues to the management in a timely manner. Maintained accurate and complete bookkeeping in accordance with relevant IFRS standards within the company's ERP system. Held full accountability for inspecting inventory stock to identify and resolve any discrepancies. Oversaw everyday transactions and reported all key issues to relevant stakeholders.
Key Accomplishments

Consistently improved operational processes and internal controls while ensuring compliance with statutory obligations and financial regulations.
Played a key role in the preparation, examination, and review of financial statements, ensuring their accuracy and compliance with applicable accounting standards.

Retained accurate knowledge of internal control environment, business nature, and reporting requirements of entity. Formulated, analysed, and revised financial statements and supplementary footnote disclosures in accordance with reporting standards (IFRSs) and statutory regulations of companies.
Key Accomplishments

Delivered strategic direction and audit services in line with International Standards on Auditing to public interest companies, private companies and not-for-profit organizations.