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پراجیکٹس
تجربہ
Area Compliance Officer
Major Responsibilities
Responsible to ensure compliance of branches by physically visiting the branches
Investigate customer complaints & management concerns relating to branches & branchless activities and provide feedback based on physical checking and ongoing compliance review
Execution of compliance risk assessment in-line with dully approved compliance program and reporting the results to the management for appropriate action
Conduct on site/off site KYC & transaction review as per the criteria with the regard to KYC/AML, CDD and other account opening documentations of the branch and Branchless banking customers including BB Agents.
To review account opening forms of branch & branchless banking in line with applicable regulatory and bank’s own policy requirement
Ensure compliance to SBP regulations, UMBL policies & procedures regarding Branch & Branchless Banking operations
Conducting follow-ups with the branches for closure of review/audit reports,
To assist compliance management in developing, reviewing and updating policies, procedures, template and documents of the bank
Coordinate with SBP inspection team for carrying out the on-site inspection at branches/agent locations
To ensure that branches are submitting all regulatory reports and returns in-line with applicable policy and regulatory requirement i.e. CTR, STR and WHT etc.
Senior Compliance Officer
U microfinance bank limited
Compliance Officer
Operation Manager
