The scope of my task include:
 To identify, analyze and process the credit proposal in line with bank’s
lending/investment criteria.
 To review application and information memoranda received for short-term and long
term finance facilities, debt securities, guarantees, underwriting of debt, equity
securities and equity participation.
 To contact Customers, Arrangers, and /or legal and Financial Advisors for additional
information and clarification regarding financing facilities.
 Analyze financial statements of prospective borrowers for evaluation of past
performance and compliance with regulatory requirements.
 Carry out internal credit risk rating of prospective customers as per the approved
credit guidelines.
 To prepare approval/sanction letter for approved credit facilities for review and
finalization of departmental head.
 Coordinate for documentation of approved credit facilities with Credit
Administration Department.
 To attend and take part in consortium meeting of syndicated facilities.
 To keep abreast with changes in regulatory requirements (NBFC Rules & Regulation),
economic and commercial developments.
 Follow up with customers for recovery of dues.
 Any other job assigned by the HOD from time to time

The scope of
my task include:
 Maintaining Due date control list covering status of compliance & all regulatory
requirements.
 Implementation of Non-Banking Finance Companies (Establishment and
Regulations) Rules, 2003 and on Banking Finance Companies & Notified Entities
Regulations 2008.
 Awareness of Rules defined under Companies ordinance 1984 & amendments made
thereto from timeto time.
 Record keeping and reporting under Provision of Information U/S 19 of NAO-1999.
 Watch Dog on activities relating to Conflict of Interest and Gift/Take-away Policies.
 To perform as Eyes & Ears of the Audit Committee on Compliance matters.
 Checks on Inside-Trading.
 Respond the AML/NACTA queries to the regulatory authority.
 Any other assignment that may be extended by Regulators, Board of Directors/CEO on
Compliancematters.
 Correspondence with regulatory authorities.
 Taking temporary charge of internal auditor for 15 days.
 Prepared and presented a comparison of debt securities trustee regulation 2012 V/S
2016.